SEC Filing | Brighthouse Financial

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SEC FORM 3 SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Huss Vonda

(Last)

(First)

(Middle)

11225 NORTH COMMUNITY HOUSE ROAD

(Street)

CHARLOTTE

28277

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/28/2021

3. Issuer Name and Ticker or Trading Symbol
Brighthouse Financial, Inc. [ BHF ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
EVP, Chief HR Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	7,922	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Restricted Stock Units	⁽¹⁾	⁽¹⁾	Common Stock	5,217	⁽²⁾	D
Restricted Stock Units	⁽³⁾	⁽³⁾	Common Stock	2,762	⁽²⁾	D
Restricted Stock Units	⁽⁴⁾	⁽⁴⁾	Common Stock	662	⁽²⁾	D
Employee Stock Option (Right to Buy)	⁽⁵⁾	02/28/2028	Common Stock	6,526	53.47	D

Explanation of Responses:

1. Restricted Stock Units ("RSUs") awarded in 2020, which vest in three substantially equal installments on the first business day in March 2021, 2022 and 2023.

2. Each RSU represents the contingent right to receive one share of Brighthouse Financial, Inc. common stock.

3. Represents unvested portion of RSUs awarded in 2019, which will vest in two substantially equal installments on the first business day in March 2021 and 2022.

4. Represents unvested portion of RSUs awarded in 2018, which will vest on the first business day in March 2021.

5. These options became and will become exercisable in three substantially equal installments on March 1, 2019, March 1, 2020 and March 1, 2021. The reported number of underlying shares represents outstanding unexercised options.

Remarks:

	/s/ Jacob M. Jenkelowitz Attorney-in-Fact, on behalf of Vonda Huss	02/04/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

LIMITED POWER OF ATTORNEY FOR
SECTION 16 REPORTING OBLIGATIONS

TO WHOM IT MAY CONCERN:

Pursuant to the authorization set forth in the instructions for the filing of
Form 3, Form 4 and Form 5, respectively (hereinafter referred to as the
"Reports"), under the requirements of the Securities Exchange Act of 1934, as
amended, the undersigned hereby designates and authorizes each of BRUCE H.
SCHINDLER, D. BURT ARRINGTON and JACOB M. JENKELOWITZ to execute and file, or
cause to be filed, such Reports, and any amendments thereto, on behalf of the
undersigned, with the Securities and Exchange Commission and any other proper
bodies at any time when the filing of said Reports is in order, containing such
information as BRUCE H. SCHINDLER, D. BURT ARRINGTON and JACOB M. JENKELOWITZ
may deem advisable.

The authority of BRUCE H. SCHINDLER, D. BURT ARRINGTON and JACOB M. JENKELOWITZ
under this authorization shall continue until the undersigned is no longer
required to file Reports with regard to the undersigned's ownership of or
transactions in securities of Brighthouse Financial, Inc., unless earlier
revoked by the undersigned in writing.

The undersigned acknowledges that BRUCE H. SCHINDLER, D. BURT ARRINGTON and
JACOB M. JENKELOWITZ are not assuming any of the undersigned's responsibilities
to comply with Section 16 of the Securities Exchange Act of 1934, as amended.

/s/Vonda Huss
January 24, 2021